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Securities compliance is part of raising capital

f the same state in which the issuer is incorporated.

However, neither Rule 504 nor Section 3(a)(11) is a super exemption in the sense that they pre-empt state laws, so the offering must also qualify for an exemption under the relevant state's Blue Sky laws.

Common exemptions in Wisconsin and Illinois

In Wisconsin, a common exemption is Section 551.23(10). The fo......

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Source:wistechnology.com By Matt Storms 11/16/06


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